According to 21st Century Business Herald reporter to incomplete statistics, there are 15 brokerages in the year 2015 the Commission has been punished. January 19, the Commission announced Haitong Securities and GF Securities two financial irregularities were due to be taken to 'pause to open margin customer credit accounts three months' and 'ordered to change' administrative penalties. April 2 this year, Huatai Securities have enjoyed the two financial issues the Commission has been punished; meanwhile, Founder Securities is even more suspicion of violation letter Phi SFC investigation and was. In addition to formal punishment, also suffered an even greater crisis mechanism; for example, more than 10 executives and staff, general manager of CITIC Securities Cheng Boming and other relevant laws and regulations on suspicion of illegal investigation was taken away by police. In the industry view, the listing broker punished tide, in addition to the impact of market reputation and the business itself, the deeper is the regulatory impact rating Pattern rewritten. 'Every penalized, brokers will drop points, if the final score is too low lead broker downgrades could lose a lot of innovative business pilot qualifications, and business expansion may have to be alert regulators.' Aforementioned researcher said non-bank financial 'it could also lead to emergence of the securities industry reshuffle.' it is worth mentioning that the 2014 classification rankings this year punished most brokers are more forward. 21st Century Business Herald reporter According to the Commission issued the '2014 classification of securities companies,' Statistics found that in 20 AA securities firms, the regulators during the year was up 11 penalties, in addition, compared with Founder Securities Qilu Securities a class; and also two BB securities firms (Guangzhou Securities, new Times Securities), a class B securities (Minmetals securities) and a CC securities firms (livelihood security) in the year 2015 also suffered punishment.
29 morning, Governor Su Shulin rushed to Fuzhou part of the coastal town pier, on behalf of the provincial government, on behalf of the provincial party secretary, especially the right to visit typhoon defense stick 21 'cuckoo' first-line cadres and the masses, inspect and guide the flood control and anti-Taiwan work implementation. Yesterday morning, Su Shulin again came to the Provincial Flood Control and Drought Relief Command Center for real-time typhoons, asking the province's rainfall, customs and disaster. He noted that the typhoon landing time with the astronomical tide climax phase superposition
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